What are the measures implemented by BT Capital Partners to protect clients' assets in trading accounts? - IntrebBT | Banca Transilvania
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What are the measures implemented by BT Capital Partners to protect clients' assets held in trading accounts?

To protect clients' assets, BT Capital Partners implements appropriate procedures that guarantee the separation of financial instruments and investors' funds from those of the company, thus ensuring investors' property rights, especially in the case of the intermediary's insolvency or in the case of proprietary transactions carried out by BT Capital Partners.

Financial instruments traded on the Bucharest Stock Exchange are kept in individual or global custody accounts opened by BT Capital Partners on behalf of its clients at the Central Depository, except when the client chooses to use the services of a custodian agent.

For external transactions, financial instruments are held in custody by a third party (Raiffeisen Bank - custodian agent) on behalf of BT Capital Partners clients.

Financial instruments and clients' cash funds are internally recorded in individual accounts opened in the name of each client. BT Capital Partners does not use any financial instrument in custody, nor the rights associated with them, and does not transfer them without the express consent of the holders. It also ensures that the custodian agent is selected with professionalism, impartiality, and diligence, taking into account its experience, financial situation, and market reputation, as well as compliance with legal provisions for protecting clients' assets.

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